Secretary of State Jesse Whitecyberdriveillinois.com home page
Skip to Content
SERVICES PROGRAMS PRESS PUBLICATIONS DEPARTMENTS CONTACT
Securities  

Tanya Solov, Director

The department is responsible for the regulation of the securities industry in Illinois and protection of investors by ensuring compliance with the law and investigating any complaints of fraud or improper practices.

Administrative action taken by the department can be used to assist the investor if a civil action is filed.



> NEW Search for:
   Business Brokers
   Business Broker Representatives
   Business Opportunities
   and Loan Brokers

> NEW Search for:
   Securities Dealers or
   Brokerage Salesperson
   Investment Advisers
   Investment Adviser Representatives

> About the Department

> Administrative Actions

> AvoidTheScam.net

> Business Brokers

> Business Opportunities

> Consumer Complaint Form

> CreditSafe

> Enforcement Complaint Center

> Examination Requirements &
   Common Fees

> Fraud Scene Investigator
    (Interactive Game)

> Financial Literacy – 2010

> Frequently Asked Questions

> Investment Advisers

> Investor Education Services

> Laws, Rules And Regulations

> Loan Brokers

> Publications and Forms

> Regulation D Exempt Filings

> Selling Securities

> Sites Of Interest

> Small Business Info Center


 

Springfield Office:
Jefferson Terrace
Suite 300 A
300 West Jefferson Street
Springfield, IL 62702
Phone: (217) 782-2256
Fax: (217) 782-8876


Chicago Office:
69 W. Washington Street
Suite 1220
Chicago, Illinois 60602
Phone: (312) 793-3384
Fax: (312) 793-1202


Toll-free within Illinois:
800-628-7937

BACK TO CYBERDRIVEILLINOIS.COM HOME PAGE