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Securities

ADMINISTRATIVE ACTIONS MARCH 2010




Lambert Clark Group, L.L.C.
Kevin James Reed
 PDF
March 31, 2010

Theodore “Ted” J. Hogan
a/k/a Ted Kills in the Fog
Theodore J. Hogan & Associates LLC
 PDF
March 31, 2010

Mark McEwen PDF
March 29, 2010

Michael Rivers
MR2 Enterprises
 PDF
March 29, 2010

Wachovia Securities, LLC
Wachovia Capital Markets, LLC
 PDF
March 29, 2010

Wachovia Securities, LLC
Wachovia Capital Markets, LLC
 PDF
March 29, 2010

David Kastner PDF
March 26, 2010

Donald James PDF
March 26, 2010

Groupe 369 Corp. PDF
March 25, 2010

Lambert Clark Group, L.L.C.
LCG Global Assets Limited
Kevin James Reed
 PDF
March 26, 2010

Mohammad A. Ullah
Atlantis Investment Corporation
 PDF
March 26, 2010

Ira Nitzkin PDF
March 25, 2010

Preston Runyan PDF
March 24, 2010

Goldman, Sachs & Co. PDF
March 19, 2010

Goldman, Sachs & Co. PDF
March 19, 2010

Andrea Lake
a/k/a Andrea Adams
Nicky Nicholas
a/k/a Nick Adams
Silvernick, Inc.
 PDF
March 18, 2010

Brian Bodie
Mortgage Desk Inc.
Duke LeBeau Inc.
Prestar Financial
 PDF
March 17, 2010

City State Financial PDF
March 17, 2010

Donald M. Medley
Donald M. Medley, Inc.
 PDF
March 17, 2010

Jacqueline Boykin PDF
March 17, 2010

Daniel Parrilli
Christopher Anderson
Sundown Entertainment, Inc.
Bonner Productions, Inc.
 PDF
March 12, 2010

Kevin O. Pritchett
Kevin Pritchett & Associates Retirement Planning, Inc.
 PDF
March 12, 2010

Chris Zander
Amy Zander
Zander’s Old Town Brewery, Inc.
Zander Management, LLC
 PDF
March 11, 2010

Kevin James Reed
Lambert Clark Group, LLC
 PDF
March 10, 2010

Martin P. Travis
The Scarlet Group, Inc.
 PDF
March 10, 2010

Richard J. Osty
a/k/a Ostapowicz
Ronald Moore
RO Financial Group, LLC
RKM, Inc.
Heritage Community Homes, Inc.
Building Design System, LLC
 PDF
March 10, 2010

Kapil S. Shah PDF
March 9, 2010

Steven J. Simone PDF
March 9, 2010

Edward N. Colburn Jr. PDF
March 8, 2010

Universal Finance PDF
March 8, 2010

U.S. Filing Services PDF
March 8, 2010

City State Financial PDF
March 5, 2010

Credit Hub Financial Services PDF
March 5, 2010

James David Browning
a/k/a Dave Browning
ER Urgent Care Management Co., Inc.
ER Urgent Care Holdings, Inc.
 PDF
March 4, 2010

Phil Lorezca
XL Gum
 PDF
March 4, 2010

Metro East Insurance Group
Victoria Renois McGee-Harris
 PDF
March 2, 2010

PrimeVest Financial Services PDF
March 2, 2010

Glenn John Kozeluh PDF
March 1, 2010

Francois E. Durmaz
Robert C. Pribilski
USA Retirement Management Services, Inc.
 PDF
March 1, 2010


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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