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Securities

ADMINISTRATIVE ACTIONS JULY 2010




Senior Financial Strategies, Inc.
d/b/a Pinnacle Investment Advisers
Thomas N. Cooper
Susan B. Cooper
 PDF
July 30, 2010

First Legacy Securities, LLC PDF
July 29, 2010

Ryan N. Shubin PDF
July 29, 2010

Tcadvisors Network Inc. PDF
July 29, 2010

Basalt Capital LLC PDF
July 28, 2010

Rosand Enterprises, Inc.
Robert R. Anderson
Paul V. Rossetti
 PDF
July 28, 2010

MetLife Securities, Inc. PDF
July 27, 2010

MetLife Securities, Inc. PDF
July 26, 2010

Lincoln National Financial PDF
July 23, 2010

Union Trust Credit Service
Connie Stewart
 PDF
July 23, 2010

Arthur Lin PDF
July 22, 2010

Paradigm Wealth Management, Inc. PDF
July 22, 2010

American Constantine Insurance Company Limited PDF
July 21, 2010

Howard Richmond PDF
July 16, 2010

National Opportunities LLC
Worldwide Marketing and Associates, LLC
 PDF
July 16, 2010

Fabio B. Herrera PDF
July 15, 2010

John Burns
a/k/a John T. Burns III
 PDF
July 15, 2010

Jeffery D. Hum
The Hum Group
 PDF
July 14, 2010

Charles H. Landwer
Accurate Financial Group, Ltd.
 PDF
July 13, 2010

Mega Entertainment Group II, LLC
Alex Field
Gary Fishkin
Edward Renko
 PDF
July 13, 2010

Ernest Noy
Evanston Business Management Group, Inc.
a/k/a Evanston Consultants Funding Group, Inc.
 PDF
July 12, 2010

Jerry Miller
ER Urgent Care Management Co., Inc.
ER Urgent Care Holdings, Inc.
 PDF
July 12, 2010

LPL Financial Corporation
f/k/a Linsco/Private Ledger Corporation
 PDF
July 12, 2010

LPL Financial Corporation
f/k/a Linsco/Private Ledger Corporation
 PDF
July 12, 2010

Robert R. Petersen
First U.S. Equities, Inc.
First Federal Equities, Inc.
 PDF
July 8, 2010

Conrad Schwocha PDF
July 7, 2010

FRMH, LLC PDF
July 7, 2010

Hassan Washington PDF
July 7, 2010

Jim Crofoot
Asset Management Alliance, LLC
 PDF
July 6, 2010

Walter Rockwell
Jim Vincent a/k/a Jim Vateli
Chicago Visitor Hospitality Club, Inc.
 PDF
July 2, 2010

William J. Martys ICG, Inc. PDF
July 2, 2010

William K. Phillips PDF
July 2, 2010


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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