Secretary of State Jesse Whitecyberdriveillinois.com home page
Skip to Content
SERVICES PROGRAMS PRESS PUBLICATIONS DEPARTMENTS CONTACT

Securities

ADMINISTRATIVE ACTIONS APRIL 2010




Dal Santo Capital Management, L.L.C.
The Lucid Fund, LLC
Robert Dal Santo
Samuel Dal Santo
David Dal Santo
 PDF
April 30, 2010

David J. Hernandez
NextStep Financial Services, Inc.
 PDF
April 30, 2010

Gary M. Lumpp
Mind’s I Productions
 PDF
April 30, 2010

John L. Ong PDF
April 30, 2010

Merrill Lynch, Pierce, Fenner & Smith Incorporated PDF
April 30, 2010

Merrill Lynch, Pierce, Fenner & Smith Incorporated PDF
April 30, 2010

National Opportunities, LLC
World Wide Marketing and Associates, LLC
 PDF
April 30, 2010

Pernell Edwards Clark PDF
April 30, 2010

HJM International Trading Ltd.
Humberto J. Martinez
 PDF
April 29, 2010

Chuck A. Roberts PDF
April 28, 2010

Christopher B. Lynn PDF
April 27, 2010

Fabian Cesar Seyller PDF
April 26, 2010

Logisol, Inc.
Belal K. Faruki
Samina B. Faruki
 PDF
April 22, 2010

PrimeVest Financial Services PDF
April 22, 2010

Stephen G. Condos PDF
April 22, 2010

Michael G. Brcik Jr.
Mary Weber
a/k/a Mary Brcik
Full Moon Development, LLC
 PDF
April 21, 2010

James L. Parris Jr. PDF
April 20, 2010

The Lease Coach Inc.
Dale Willerton
 PDF
April 20, 2010

Brian Bodie
Mortgage Desk Inc.
Duke LeBeau Inc.
Prestar Financial
 PDF
April 19, 2010

City State Financial PDF
April 19, 2010

Internet Speedway, Inc. PDF
April 19, 2010

Richard J. Osty
a/k/a Ostapowicz
Ronald Moore
RO Financial Group, LLC
RKM, Inc.
Heritage Community Homes, Inc.
Building Design System, LLC
 PDF
April 19, 2010

TurboATM.com
Bo Small
 PDF
April 19, 2010

Advance Equities, Inc. PDF
April 16, 2010

Captial Guardian, LLC PDF
April 16, 2010

Chris Zander
Amy Zander
Zander’s Old Town Brewery, Inc.
Zander Management, LLC
 PDF
April 16, 2010

Tcadvisors Network Inc. PDF
April 16, 2010

James U. Dodge PDF
April 15, 2010

John T. Kelly
Michael P. Courtney
Carrowmore Builders
 PDF
April 15, 2010

Andy Kiel
United Property Investments, LLC
Phynance, Ltd.
 PDF
April 14, 2010

Logisol, Inc.
Belal K. Faruki
Samina B. Faruki
 PDF
April 14, 2010

Phillip Herrejon PDF
April 14, 2010

TD Wealth Management Services, Inc. PDF
April 12, 2010

Canterbury Consulting Incorporated PDF
April 12, 2010

Credit Hub Financial Services PDF
April 12, 2010

Reuters Transaction Services LLC PDF
April 12, 2010

Robert R. Petersen
First U.S. Equities, Inc.
First Federal Equities, Inc.
 PDF
April 12, 2010

Basalt Capital LLC PDF
April 9, 2010

Brimberg & Co. PDF
April 9, 2010

D.J. St, German Co., Inc. PDF
April 9, 2010

First Legacy Securities, LLC PDF
April 9, 2010

Paradigm Wealth Management, Inc. PDF
April 9, 2010

Ronald C. Kemp PDF
April 9, 2010

Leroy J. Wright
Wright Capital Partners, LLC
 PDF
April 8, 2010

Universal Finance PDF
April 8, 2010

U.S. Filing Services PDF
April 8, 2010

Phil Lorezca
XL Gum
 PDF
April 7, 2010

Edward N. Colburn, Jr. PDF
April 6, 2010

Layline Capital Management LLC PDF
April 5, 2010

Christopher B. Lynn PDF
April 2, 2010

Francois E. Durmaz
Robert C. Pribilski
USA Retirement Management Services, Inc.
 PDF
April 2, 2010

John C. Cowin PDF
April 2, 2010

Pernell Edwards Clark PDF
April 2, 2010

Richard Gonski
Domer Properties
 PDF
April 2, 2010

Arthur Lin PDF
April 1, 2010

Michael C. Kizman PDF
April 1, 2010


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


BACK TO CYBERDRIVEILLINOIS.COM HOME PAGE