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Securities

ADMINISTRATIVE ACTIONS JANUARY 2005


Frost Brokerage Services, Inc. PDF
January 31, 2005

David J. Memmott PDF
January 31, 2005

Global Express Securities, Inc. PDF
January 31, 2005

Juan C. Alejos PDF
January 31, 2005

James E. Hardy  PDF
January 31, 2005

David M. Vynerib PDF
January 31, 2005

Robert A. Cassino PDF
January 31, 2005

Geek Securities, Inc. PDF
January 27, 2005

Danny R. Talbott PDF
January 27, 2005

William H. Johnson & Peter S. Miranda PDF
January 26, 2005

Millennium Associates
Wall Street Direct, Inc.
Mark S. Perlmutter
George F. Holmes
Peter Hare PDF
January 24, 2005

Richmark Capital Corporation PDF
January 21, 2005

Robert M. Racusen PDF
January 21, 2005

Delta Asset Management Company, LLC PDF
January 21, 2005

Pryor Counts & Co., Inc. PDF
January 21, 2005

Robert William Esch
D/B/A White Mountain Financial PDF
January 13, 2005

Christopher M. Murray PDF
January 10, 2005

Bankers & Investors Company PDF
January 10, 2005

Richard A. Saitta PDF
January 10, 2005

Frost Brokerage Services, Inc. PDF
January 7, 2005

Barbara R. Kaplan
a/k/a Barbara R. Israel PDF
January 7, 2005


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
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