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Securities

ADMINISTRATIVE ACTIONS MARCH 2004




Christopher J. Borgo PDF
March 31, 2004

Marc S. Kimmel PDF
March 31, 2004

Orbitex Funds Distributor, Inc. PDF
March 30, 2004

Vincent Joseph Puma PDF
March 30, 2004

Christian Johnson PDF
March 26, 2004

Richard P. Hveem PDF
March 26, 2004

Brian F. Ferraioli PDF
March 18, 2004

Bruce E. Carlson PDF
March 18, 2004

Trade Partners, Inc.
a/k/a TPI
 PDF
March 16, 2004

Comarco Management PDF
March 15, 2004

High Tech Financial Products
a/k/a EBD Consulting, Inc.
 PDF
March 15, 2004

James A. Bayer PDF
March 15, 2004

MFS Group PDF
March 15, 2004

RAM Energy, Inc. PDF
March 15, 2004

Shawn Elliot Russell PDF
March 15, 2004

Millennium Associates
Wall Street Direct, Inc.
Mark S. Perlmutter
George F. Holmes
Peter Hare
 PDF
March 11, 2004

John J. Derrico PDF
March 11, 2004

Citigroup Global Markets Inc.
f/k/a Salomon Smith Barney Inc.
 PDF
March 10, 2004

Citigroup Global Markets Inc.
f/k/a Salomon Smith Barney Inc.
 PDF
March 10, 2004

Citigroup Global Markets Inc.
f/k/a Salomon Smith Barney Inc.
 PDF
March 10, 2004

Dean D. Giasi PDF
March 10, 2004

Thomas F. Lagana PDF
March 9, 2004

Prudential Financial Services
Transunion Credit Corporation
 PDF
March 8, 2004

David S. Cacchione PDF
March 8, 2004

Thomas H. Thorp PDF
March 4, 2004

William E. Hopkins & Associates, Inc. PDF
March 2, 2004


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


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The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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