SECURITIES

Administrative Actions

2003

William E. Hopkins & Associates, Inc.
December 30, 2003

Trade Partners, Inc.
A/K/A TPI
Lewis Dean McBride
December 23, 2003

Vikram V. Naik
December 23, 2003

Ram Energy, Inc.
December 22, 2003

Thomas H. Thorp
December 18, 2003

Orbitex Funds Distributor, Inc.
December 12, 2003

Scott C. Winters
December 12, 2003

Clearing Services of America, Inc.
December 11, 2003

High Tech Financial Products
a/k/a EBD Consulting, Inc.
December 8, 2003

Goldman, Sachs & Company
December 4, 2003

Lehman Brothers Inc.
December 4, 2003

James A. Bayer
December 1, 2003

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